(Reuters) - Charles Schwab Corp on Friday revealed an investigation by the U.S. Securities and Exchange Commission (SEC) related to historic disclosures involving Schwab Intelligent Portfolios, the retail brokerage's robo adviser.
Read More »Tag Archives: SEC
Pennsylvania joins petition to give SEC more power to protect investors
Pennsylvania’s top law enforcement officials filed a brief this week arguing that the federal Securities and Exchange Commission should have the power to require defendants accused of defrauding investors to give back their fraudulent earnings.
Read More »